Senior level hire with regional responsibilities and access to senior level stakeholders. Exciting opportunity to work with an exciting product range. Excellent remuneration package.
Head of Compliance, World Class Investment Firm
Senior level hire with regional responsibilities and access to senior level stakeholders.
Exciting opportunity to work with an exciting product ...
A US based investment management company, is seeking a compliance manager for its Singapore office.
The successful candidate will be responsible for regulatory reports and filings, ensuring compliance with all relevant regulatory requirements, review of fund and client account activity and respond to regulatory requests and client inquiries.
You will have at least 5 years experience in ...
A leading asset management is looking for Regulatory Compliance Manager for compliance monitoring role. Candidates must have asset management compliance experience and sound knowledge of asset classes within the Asian and global fixed income, derivative markets and equities preferred.
POSITION DESCRIPTION:
This position is to support the head of compliance in Singapore with general ...
A Global Bank
Excellent growth opportunity
Responsibilities
Provide advice on AML and terrorist financing issues
Advise front office staff on how to handle exceptions from the AML/CFT framework
Monitor branch compliance with AML/CFT regulations and laws and report any violation to management
Provide training on AML/CFT matters
Draft reports and ensure they are submitted to Head ...
A highly reputable Global Bank is looking for a Manager or AVP level Transaction Monitoring AML compliance officer to join their central team in Singapore.
You will join a great environment and further progress your career in transaction monitoring, client screening and wire transfer filtering advisory.
You will be responsible for transaction monitoring and managing the transaction ...
A highly reputable private bank is keen to invite an AVP/Snr Associate level compliance officer to join their Singapore Team.
Assisting the KYC Team Leader, you will be focusing on the KYC function and work closely with colleagues from regulatory and monitoring compliance team.
You will be responsible for account opening documentation and periodic KYC review. You will also be responsible ...
•Global funds management house with a growing presence in Asia •Newly created position as a result of new growth •Interested in candidates with strong US or UK compliance knowledge
You will be reporting into the Regional Head of Compliance and your overall principal responsibilities includes
Formulate compliance policies and standards, develop and implement rigorous compliance ...
A global leading innovation and solutions provider in the climate control, air conditioning and heating , industrial and security markets. They are currently seeking a Compliance Director, Asia Pacific to be based in Singapore.
The role will be responsible for all matters relating to ethics and compliance in the Asia Pacific region.
Job requirements:
At least 10 years compliance ...
Associate Director, AML Compliance (Private Banking) with at least 7-10 years of relevant experience for a Major Private Bank based in Singapore.
• Major Private Bank
• Excellent Career Development and Progression
• Excellent Regional Exposure
This position within the Anti-money Laundering Compliance Department is responsible for the banks’ client on-boarding and reviews. ...
Compliance Manager with at least 6-10 years of relevant experience for a major investment house based in Singapore.
• Major Investment House
• Start-up Compliance Function in Singapore
• Excellent Regional Exposure and Career Development
The client is a major investment house which provides services in asset management, trust, and investment banking. They are looking for a ...
